Compare commits

..
Author SHA1 Message Date
fred 339e147f77 style: prettier formatting in identity-lifecycle.md
ci/woodpecker/pr/ci Pipeline was successful
2026-08-26 18:21:39 -05:00
fred e595855adc docs: identity lifecycle contract revision 3
ci/woodpecker/pr/ci Pipeline is pending
Addresses the revision-2 re-review residuals and new findings:
- emailVerified joins the canonical set; defined reset rule on email change
- external-principal uniqueness moved to (issuer, subject)
- 'usable login method' defined for unlink refusal
- shipped delete affordances (web admin, mosaic CLI) must be removed or
  disabled with a defined visible state; deactivation exposed instead
- admin-creation switch dropped in favor of plain admin authorization
- verification matrix extended: IdP removal, forward-auth non-use,
  first-admin SSO, wizard-recorded JIT choice, step-up positive/expiry,
  issuer-aliasing witness, UI/CLI delete assertions, docs observable
2026-08-26 18:21:22 -05:00
fred f507b2bc79 docs: identity lifecycle contract rev 2 — address independent review findings 1-9
ci/woodpecker/pr/ci Pipeline was canceled
- §3: durable fail-closed epoch + writer-level refusal + atomic transition
  (adapter must be transaction-bound or bootstrap writes users itself);
  first-admin SSO defined as the bootstrap writer, not JIT
- §5: canonical account email split from per-principal provider claims;
  explicit email-change workflow only
- §6: external principal keyed by issuer+subject, DB-unique, immutable
  provider->issuer binding; explicit link requires step-up reauth
- §2/§4: JIT per-provider default off always, wizard-explicit enable;
  effective closed during epoch; allowlist requires verified email
- §7.1: measurable deactivation (atomic-or-fail-closed ban+revocation,
  all transports, 30s/next-message socket bound, admin tokens)
- §7.3: deletion gated here; hard-delete endpoint fails closed until a
  chartered deletion/retention contract ratifies (contract 7 is D14 custody)
- §1.4: account creates no workspace membership/authority (SOT REQ-TEN-001)
- §8: expanded verification matrix with bounded observables
- factual fixes: 21 FK constraints across 19 tables; ci-postgres is the
  postgres service of the test step
2026-08-26 18:05:31 -05:00
fred 4d3de6c58c docs: identity account-lifecycle contract (S2 contract 4, D10/Q1=O1; folds #1430 bootstrap invariant)
ci/woodpecker/pr/ci Pipeline was canceled
2026-08-26 17:49:24 -05:00
2 changed files with 328 additions and 259 deletions
+328
View File
@@ -0,0 +1,328 @@
# Identity Account-Lifecycle Contract
Status: DRAFT — awaiting ratification (webui-audit S2, contract 4 of 9).
Authority: PRD D10 (better-auth is the account system of record), Q1 ruled O1
by Jason 2026-08-26 (webui-audit T10). This document turns that ruling into
enforceable policy. It also carries the bootstrap/first-admin invariant from
issue #1430, folded in here after PR #1431's independent review showed the
quick-fix approach was insufficient.
Revision 2: addresses the 9 findings of the independent review
(`fleet/lanes/webui-audit/findings/pr1433-review.md`) — epoch enforcement
tightened (§3), canonical email split from provider claims (§5), external
principal keyed by issuer+subject with DB uniqueness and link step-up (§6),
JIT default precedence and first-admin SSO path defined (§2, §4),
deactivation made measurable (§7.1), deletion kept in scope and the existing
hard-delete endpoint required to fail closed (§7.3), workspace identity
reconciled with the native-kanban SOT (§1.4), verification matrix expanded
(§8), factual labels corrected (§7.3, §8.1).
Revision 3: addresses the residuals and new findings of the revision-2
re-review (`fleet/lanes/webui-audit/findings/pr1433-review-r2.md`) —
`users.emailVerified` added to the canonical set with a defined reset rule on
email change (§5.15.2), external-principal uniqueness moved to
(issuer, subject) (§6.1), "can actually use" defined (§6.5), the shipped
delete affordances (web admin page, `mosaic auth users delete`) required to
be removed or disabled with a defined user-visible state (§7.3), the
admin-creation switch removed in favor of plain admin authorization (§2.3),
and §8 extended with observables for IdP removal, forward-auth non-use,
first-admin SSO, wizard-recorded JIT choice, the admin-guide statement, and
positive/expiry-bound step-up cases.
Scope: account creation, bootstrap, federated login, account linking, claim
mapping, deactivation, and (minimally) deletion gating. Out of scope: RBAC
grant semantics (contract 2), wizard UX flow (contract 3), hierarchy schema
(contract 1), sensitive-data custody (contract 7 / D14).
## 1. System of record
1. better-auth's tables (`users`, `accounts`, `sessions`, `verifications`) are
the only account system of record. All foreign keys reference `users.id`.
2. External IdPs (Authentik or any OIDC provider) are login methods, attached
through better-auth's generic-OAuth plugin (`packages/auth/src/sso.ts`).
They never own accounts. Removing an IdP removes a login method, not users.
3. The forward-auth perimeter shim is a deployment measure. Once in-app OIDC
is configured for a deployment, the shim is demoted: it may stay as network
perimeter, but no application code may read identity from its headers.
4. **Account ≠ workspace membership.** Creating an account (by any path:
bootstrap, sign-up, invite, JIT, admin creation) creates no workspace, no
hierarchy grant, and no workspace-scoped authority (native-kanban SOT
REQ-TEN-001 / REQ-ID-001). The better-auth `role` field is a platform/auth
role (`member` | `admin`), not workspace membership. Workspace grants are
defined by contract 2; until then a fresh account can authenticate and
holds no workspace authority.
## 2. Registration gating
Measured current state on `next`: `emailAndPassword.enabled: true` with no
gating — anyone who can reach the Gateway can create an account via
`POST /api/auth/sign-up/email` and receives role `member`.
Contract:
1. A single server-side setting `registration_mode` with values
`open | invite | closed`. It lives in the database (admin-mutable at
runtime), not in env config.
2. Default after bootstrap: `closed`. The wizard (contract 3) may set a
different mode during setup, recorded as an explicit operator choice.
While the bootstrap epoch is open (§3), the effective mode is `closed`
regardless of any stored value: the setting takes effect only after the
epoch completes.
3. `closed` blocks self-service email/password sign-up. It does not block
admin-created users or OIDC JIT (§4). Post-bootstrap admin creation is
gated by admin authorization alone — there is no separate switch for it.
JIT is gated by its per-provider flag (§4.1). All user-creating paths are
closed while the bootstrap epoch is open (§3).
4. `invite` requires a single-use, expiring invite token bound to an email
address. Invite issuance is an admin operation and is audit-logged.
5. Enforcement point: a better-auth hook (or equivalent middleware executed
inside the auth handler path), not a Gateway route guard in front of it —
the raw `/api/auth/*` handler must be incapable of bypassing the gate.
## 3. Bootstrap / first-admin invariant (from #1430)
Invariant: **the system transitions from zero users to one admin user exactly
once per bootstrap epoch, atomically, regardless of concurrency or which code
path writes users.**
Constraints any implementation MUST satisfy (each traces to a verified defect
in PR #1431's review, `fleet/lanes/webui-audit/findings/pr1431-review.md`):
1. **Durable fail-closed epoch state, obeyed by every writer.** The epoch
lives in a constraint-backed one-row `bootstrap_state` table. While the
epoch is open, every non-bootstrap user-creating writer — better-auth
sign-up, OIDC JIT, admin creation — refuses, fail-closed, enforced inside
the writer's own path (better-auth hook for the raw handler; guard for
admin routes). A partial unique index or a winning epoch-transition row is
necessary but not sufficient on its own: neither stops an untagged insert
from a writer that never consulted the epoch. Both layers are required:
database-level transition safety (the epoch-completing write races safely
and at most one wins) and writer-level refusal (no path can create a user
without reading epoch state).
2. **Atomic first-admin transition.** The admin user, its credential account,
the initial admin token, and the epoch-completed transition commit in one
database transaction or not at all. A better-auth call through
`drizzleAdapter(db)` runs on the root pool and is NOT part of any caller
transaction; it may be used inside the bootstrap transition only if the
adapter is explicitly bound to the transaction handle. Otherwise the
bootstrap writer must create the user rows itself within the transaction.
3. **Pool safety.** No design may hold a pooled connection inside a
transaction while awaiting a write that acquires a second connection from
the same pool (`DB_POOL_MAX=1` is a supported configuration).
4. **Re-runnability (D4).** Bootstrap is not a one-shot: after the first-admin
epoch completes, re-running the wizard reconfigures the system but never
re-opens the zero-user transition. "Setup already completed" is a stable,
testable state, and factory-reset (a future, explicitly destructive
operation) is the only way to open a new epoch.
5. **No stranded partial outcome.** A failure at any point in the transition
leaves nothing observable (no admin user without its token, no completed
epoch without an admin) and setup remains retryable — this follows from
§3.2 and is stated separately because it is the pre-existing failure mode
the #1431 review verified.
6. **First-admin via SSO (D4).** When the operator chooses SSO for the
initial user, the wizard executes the OIDC login as part of the bootstrap
transition itself: the bootstrap writer creates the account from the
asserted identity inside the §3.2 transaction. This path is the bootstrap
writer, not JIT — §4's JIT gate stays closed during the epoch and is not
an obstacle to D4.
## 4. JIT provisioning (OIDC first login)
1. A successful OIDC login with no matching account creates a user
just-in-time only when `jit_provisioning` is enabled for that provider.
The flag is per-provider and defaults off, always. There is no
mode-implied default: Enterprise setup enables JIT only when the wizard
records it as an explicit operator choice for a named provider (this
replaces revision 1's "Enterprise mode defaults to closed with OIDC JIT
enabled", which contradicted the per-provider default).
2. JIT users receive platform role `member`, never an elevated role,
regardless of IdP claims (§5), and no workspace authority (§1.4).
3. An optional per-provider email-domain allowlist constrains JIT. The
allowlist matches only when the IdP asserts the email with
`email_verified: true`; an unverified address never satisfies the
allowlist. Empty allowlist with JIT on means any authenticated subject at
that IdP gets an account — permitted, but the wizard must present it as an
explicit choice.
4. JIT is disabled while the bootstrap epoch is open (§3.1). The first-admin
SSO path is §3.6, not JIT.
## 5. Claim mapping
1. **Two stores, not one.** Provider-observed claims (`email`,
`email_verified`, display name, avatar) are recorded per external
principal — keyed by issuer + subject (§6.1) — at first login and
refreshed at each login. The canonical account fields (`users.email`,
`users.emailVerified`, `users.name`, `users.image`) are set exactly once
at account creation and are never silently overwritten by a later login.
For SSO-created accounts (JIT or first-admin SSO), `users.emailVerified`
is set from the provider's `email_verified` claim at creation; for
password-created accounts it is false until the address completes
verification.
2. **Canonical email changes only through an explicit workflow.** Either the
user-initiated email change (with verification of the new address) or an
admin edit. Any canonical email change — user- or admin-initiated — sets
`users.emailVerified` to false until the new address completes
verification; an admin may instead explicitly attest the address as
verified in the same operation, and that attestation is audit-logged. A
provider-claim refresh never rebinds `users.email` or
`users.emailVerified`; a divergence between canonical email and the latest
provider-observed email is surfaced per §6.4.
3. Never mapped from IdP claims: `role` and any future authorization
attribute. Authorization lives in the system of record and in the RBAC
layer (contract 2). An IdP group/role claim may at most be recorded for
audit; it grants nothing.
## 6. Account linking trust
1. **External principal identity is issuer + subject.** A linked identity is
keyed by the OIDC issuer and subject claims, not by an unqualified
provider subject id and not by email. The linked-identity row stores the
issuer, and the database enforces at most one local account per
**(issuer, subject)** with a unique constraint on those stored columns —
uniqueness on (provider, subject) is insufficient because provider →
issuer is not one-to-one: two provider configurations can point at the
same issuer, and the identity must not alias across them. The current
non-unique `(provider_id, account_id)` index satisfies neither;
application-level checks without a uniqueness witness lose
concurrent-callback races. Each configured provider additionally binds to
exactly one issuer, immutable after creation (changing the issuer means
creating a new provider).
2. Linking an OIDC identity to an existing account happens only in one of two
ways: (a) explicit link initiated by the logged-in user from settings,
which requires step-up: a fresh reauthentication (password or existing
linked method) no older than a short bound the implementation defines
(≤ 10 minutes) — a session cookie alone is insufficient, so a stolen
session cannot quietly attach a durable login method; or (b) automatic
link when the IdP asserts a verified email exactly matching an existing
account **and** the provider is marked `trusted_for_linking`
(per-provider flag, default off).
3. Untrusted-provider email collision produces a login error naming the
conflict, not an auto-link and not a duplicate account.
4. A linked identity whose IdP-observed email later diverges from the
canonical account email keeps working (the link is by issuer + subject,
§6.1) but the divergence is surfaced in the user's settings and audit log
(the per-principal claim store in §5.1 is what makes the divergence
representable).
5. Unlinking a login method is refused when it would leave the account with
no **usable** login method. Usable means: a set password, or a linked
identity whose provider is currently configured and enabled on this
deployment. A linked identity whose provider has been removed or disabled
(§1.2) is not usable and does not count; setting a password first lifts
the refusal.
## 7. Deactivation propagation
1. **Deactivation (better-auth admin ban) is authoritative and bounded.**
Concretely:
- Ban and session revocation are one operation: the ban commit revokes all
better-auth sessions for the user. If revocation partially fails, the
ban itself must already be committed and every guard denies from that
point (fail closed); the operation is retryable.
- Every authenticated entry path checks banned state: HTTP session guards,
the admin bearer-token path (which today does not test `banned` — an
implementation defect this contract makes non-conformant), MCP, and
Socket.IO.
- Active socket connections are terminated or denied within 30 seconds of
the ban commit, or at the next inbound message on that socket, whichever
comes first (socket auth at connect-time only, as today, does not
satisfy this).
- The current admin ban route updates only the user row; it does not
conform to this section until revocation and guard coverage land.
- Admin tokens owned by the banned user are revoked in the same operation.
2. Deactivation at an external IdP does not propagate automatically in this
contract's scope (no SCIM). Operational rule: removing a user from the IdP
without banning them in Mosaic leaves any password or other linked login
method usable — the admin guide must state this. SCIM/webhook-driven
propagation is future work and out of scope here.
3. **Deletion is not deactivation, and deletion is gated here.** Account
deletion semantics (FK fan-out across the 21 foreign-key constraints to
`users.id`, spread over 19 referencing tables) require their own
deletion-and-retention contract, chartered as an addition to the S2 list —
contract 7 is the D14 sensitive-data custody contract and does not cover
account deletion. Until that deletion contract is ratified: the existing
hard-delete endpoint (`DELETE /api/admin/users/:id`) is disabled and fails
closed, and deactivation is the only supported removal operation. A
contract that merely declared deactivation "the only supported removal"
while the endpoint stayed live would be false on its face.
Disabling the endpoint alone is insufficient — its shipped callers must
not be left as advertised operations that now fail generically:
- The admin web UI delete action (`apps/web/src/app/(dashboard)/admin/page.tsx`
and any SPA port of it) is removed, or replaced by a disabled control
whose visible text states that deletion is unavailable pending the
deletion-and-retention contract and points at deactivation.
- The CLI command `mosaic auth users delete`
(`packages/mosaic/src/commands/auth.ts`) is removed, or exits non-zero
with a message stating the same and naming the deactivation command.
- Both surfaces expose deactivation as the supported operation.
## 8. Verification requirements
Every MUST above needs a bounded observable. The matrix:
1. **Bootstrap invariant (§3).** Real-PostgreSQL concurrency tests using two
distinct physical connections (pattern:
`apps/gateway/src/agent/connector-lease.postgres.integration.test.ts`,
which runs in the `test` CI step against the `ci-postgres` PostgreSQL
service — note that pattern multiplexes one pooled handle, so the tests
here must explicitly open separate connections). Races to cover:
setup-vs-setup, setup-vs-raw-sign-up, setup-vs-JIT, setup-vs-admin-create.
Plus: liveness under `DB_POOL_MAX=1`; fault injection after each write in
the transition (user, credential, token, epoch) proving nothing observable
leaks and setup retries; wizard re-run after completion proving the
zero-user transition never re-opens. Mocked-transaction specs are
supplementary; they cannot prove serialization.
2. **Registration gating (§2).** Spec coverage of all three modes against the
raw `/api/auth/` handler path, not only Gateway controllers; invite
lifecycle (single-use, expiry, email binding); effective-`closed` while
the epoch is open regardless of stored mode.
3. **JIT (§4).** Provider flag off → no account on first OIDC login; on →
account with platform role `member` and no workspace grant; domain
allowlist rejects an unverified email claim even when the domain matches;
JIT refused while the epoch is open.
4. **Claim mapping (§5).** Login refresh updates the per-principal claim
store and touches none of the canonical fields (`users.email`,
`users.emailVerified`, name, image); explicit email-change workflow is the
only path that rebinds canonical email; every canonical email change
resets `users.emailVerified` to false unless the admin attestation path
is taken, and that attestation appears in the audit log.
5. **Linking (§6).** Unique-constraint witness: concurrent first-login
callbacks for the same (issuer, subject) yield exactly one account, and
two provider configurations sharing one issuer cannot create two accounts
for the same subject; trusted auto-link; untrusted collision error;
step-up both ways: an explicit link succeeds immediately after a fresh
reauthentication and is refused once the implementation's chosen bound
(≤ 10 minutes) has elapsed, and refused with no reauthentication at all;
unlink refusal when no remaining method is usable per §6.5, including the
removed-provider case, and acceptance after a password is set; divergence
surfaced after IdP email change.
6. **Deactivation (§7).** Ban revokes sessions atomically or fails closed
(partial-failure injection); guard denial post-ban on each transport:
HTTP session, admin bearer token, MCP, Socket.IO; active socket terminated
within the 30-second/next-message bound; banned user's admin tokens
unusable; hard-delete endpoint returns a fail-closed error while the
deletion contract is unratified; the admin web UI renders no live delete
action (absent, or disabled with the §7.3 text) and `mosaic auth users
delete` exits non-zero with the §7.3 message — both asserted by spec.
7. **System of record and bootstrap edges (§1, §3.6, §4.3).** IdP removal:
deleting a provider configuration leaves every user row intact and every
other login method working (spec over the provider-config removal path).
Forward-auth non-use: with in-app OIDC configured, a request carrying
forward-auth identity headers and no session is treated as anonymous —
no code path derives identity from those headers (negative spec at the
Gateway entry). First-admin SSO: the §3.6 transition commits account,
token, and epoch atomically from the asserted identity, and fault
injection mid-transition leaves nothing observable (same harness as §8.1).
Wizard-recorded JIT choice: enabling JIT for a provider writes an
explicit per-provider operator-choice record, and no mode selection
enables it implicitly (assert the stored record, not UI behavior).
8. **Documentation observable (§7.2).** The admin guide contains the
IdP-removal-does-not-deactivate statement; verified by a docs assertion
(content check in CI or an enumerated review-checklist item on the
implementing PR) — a MUST about documentation needs a checkable artifact,
not intent.
## Ruling request
Ratify sections 18 as written, with one decision embedded: registration
defaults to `closed` after bootstrap (§2.2) — say "agreed" or name the mode
you want as the default.
-259
View File
@@ -1,259 +0,0 @@
# RBAC Grant Model Contract
Status: DRAFT — awaiting ratification (webui-audit S2, contract 2 of 9).
Authority: PRD Part I §4 ("Granular RBAC: admins restrict access per company,
estate, and project; grants are evaluated down the chain") and the
native-kanban SOT Amendment A1 (§8.1.3 RBAC evaluation, §8.3 acceptance 2).
This document defines the grant vocabulary, evaluation semantics, and
revocation propagation that the hierarchy schema contract
(`docs/requirements/hierarchy-schema.md`, contract 1) attaches to. Contract 1
pins the `hierarchy_grants` table shape and defers the `role` vocabulary and
the meaning of "authority" here; the identity contract
(`docs/requirements/identity-lifecycle.md` §1.4) pins that account creation
grants nothing.
Revision 2 (independent review, GLM 5.3): §1.1 consequence analysis
completed — the two existing platform-admin bypass code paths are named as
non-conformant and §7.4 retires them; team grant subjects suspended pending
a team contract (§1.4, §3.33.4, §7.5); no-self-escalation restated with
its true rationale and a constructible observable (§4.2, §7.7);
node-creation seeding scoped to the bootstrap path, resolving the §7.7/§4.3
contradiction; A1 quotation corrected; audit-field provenance corrected;
principal-position consequence named (§1.3); membership-row,
fail-closed-fault, and existence-oracle observables added (§7);
role-string namespacing rule added (§4.5); ruling request now names the
interpretive resolution of PRD "admins".
Scope: the roles that can appear in `hierarchy_grants.role`, what a grant at
each hierarchy level confers, how grants evaluate down the chain, how
revocation propagates, and who may manage grants. Out of scope: the hierarchy
tables themselves (contract 1), workspace-internal membership and its
role/capability vocabulary (native-kanban SOT REQ-ID-001 and its implementing
schema), roll-up projection semantics (contract 8), wizard seeding
(contract 3), the team model (suspended here; see §1.4).
## 1. Three authority layers, none substitutable
1. **Platform role** (`users.role`, better-auth: `member` | `admin`) governs
instance administration — user management, system settings, provider
configuration. It is not tenancy authority: holding platform `admin`
confers **no implicit hierarchy grant and no workspace authorization**.
An operator who should see tenant content holds an explicit, audited
grant like anyone else. This is the deny-by-default consequence of A1
§8.1.3 ("not a bypass of workspace authorization"). `AdminGuard`'s
`role === 'admin'` check on admin endpoints stays the platform role's
only meaning. **Two shipped code paths violate this rule today and are
implementation defects this contract makes non-conformant:** (a) the
command authorization service short-circuits every command scope to
allowed for platform admins
(`apps/gateway/src/commands/command-authorization.service.ts`,
`hasScope` returning true when `role === 'admin'`), and (b) the MCP
scope derivation maps platform `admin` to tenant-admin MCP scopes
including task create/update
(`apps/gateway/src/mcp/mcp.service.ts`,
`deriveMcpToolScopesForUser`). Ratifying this contract revokes both;
§7.4 names them as the surfaces the deny-by-default test retires.
2. **Hierarchy grants** (`hierarchy_grants`, contract 1 §3) declare tenancy
authority at company, estate, or platform-project scope and evaluate down
the chain to workspace-scoped authorization (§3 below).
3. **Workspace membership** (SOT REQ-ID-001) remains its own mechanism.
A chain grant confers command authorization over descendant workspaces;
it does not create membership rows, and row-level principal positions
(task owner, proposer, decision actor) still require ACTIVE workspace
membership exactly as REQ-TEN-001/REQ-ID-001 acceptance states.
Consequence, stated so implementing PRs do not weaken REQ-TEN-001 to
remove the friction: a chain-granted actor who is not a workspace member
may issue the write commands their role implies but cannot occupy a
principal position — any command taking a principal argument must name
an ACTIVE member of the target workspace (§7.2 enumerates this cell).
4. **Team grant subjects are suspended.** Contract 1 §3.1 reserves a
`team_id` attachment point, but no ratified contract yet defines the
team it would bind: the only existing `teams` table is the legacy global
Brain table (own authority columns, no workspace binding, not
repurposed per contract 1 §1.3), while the SOT's teams are
workspace-bound (REQ-ID-001) — and a workspace-bound team holding a
company-level grant would be a cross-workspace authority group nothing
has ratified. Until a team contract defines the subject (which table,
which membership rows, and its relation to D2/REQ-ID-001), creating a
grant with a team subject MUST be refused at the command surface (the
schema column remains, per contract 1). §3's evaluation semantics for
team-conferred grants are specified now so the team contract activates
them without amending this one.
## 2. Role vocabulary
One vocabulary at every hierarchy level, totally ordered — a higher role
includes everything below it:
1. `viewer` — read: sees the node, its subtree structure, and the roll-up
aggregates over descendant workspaces (within contract 8's carve-out
bounds); read access to descendant workspace content per the SOT's read
command families. No mutation of anything.
2. `member` — work: everything `viewer` has, plus write authorization for
business/orchestration command families in descendant workspaces (the
concrete command-family mapping is implementation work under SOT
REQ-ID-001; this contract pins that `member` maps to the workspace write
families and nothing structural).
3. `owner` — structure: everything `member` has, plus hierarchy mutations on
the subtree (create/rename/delete child nodes, transfers per §5), and
grant management on the node and its subtree (§4).
No other value is valid in `hierarchy_grants.role`; the column is
constraint-checked against exactly these three. Extending the vocabulary is a
contract amendment, not an implementation decision.
## 3. Evaluation semantics
1. **Deny by default.** No grant on any ancestor → no authority. There are
no implicit grants: not from platform role (§1.1), not from creating a
node (§4.3), not from workspace membership (membership without a chain
grant confers exactly what the SOT's own membership rules confer inside
that workspace, nothing up the chain).
2. **Down-the-chain only.** A grant on a node applies to that node and its
entire descendant subtree. Nothing evaluates upward or sideways: a grant
on an estate says nothing about the parent company or sibling estates.
3. **Effective role = maximum.** A subject's effective role at any node is
the highest role among grants held directly by the subject's user on
that node or any ancestor — and, once the team contract activates team
subjects (§1.4), grants held by any team the user is a member of on that
node or any ancestor. Roles never subtract — there is no negative/deny
grant in this model; revocation is deletion (§6).
4. **Team grants follow live membership** (specified now, active only per
§1.4). A team grant confers its role on the team's current members,
evaluated at decision time. Leaving the team is loss of the grant with
§6's propagation bound.
5. **Live evaluation, fail closed.** Authorization decisions derive from the
live grant and team-membership rows (or from a cache that is invalidated
in the same transaction as any grant/membership/hierarchy mutation). A
decision path that cannot read grant state denies. No materialized ACL is
ever authoritative.
6. **Tenant context stays derived from authenticated authority**
(REQ-TEN-001). The chain adds where grants can be declared; a workspace
request is still authorized against that workspace, with the chain
contributing the effective role — never letting the chain become what A1
§8.1.3 forbids: "a bypass of workspace authorization".
## 4. Grant management
1. Creating, changing, or revoking a grant on a node requires effective
`owner` on that node (directly or via any ancestor).
2. **No self-escalation.** A grant manager cannot create a grant with a role
higher than their own effective role on the target node. Under the §2
vocabulary this rule is currently implied by §4.1 (managers are `owner`,
the top role — no constructible grant exceeds it); it is stated
explicitly so it survives any future amendment that decouples
grant-management authority from role height. Its observable is the §7.7
audit invariant, not a refusal test.
3. **Bootstrap of authority is explicit; inheritance covers the rest.**
Creating the first company (the wizard path, contract 3) and any
top-level company creation MUST name the initial `owner` grant in the
same audited operation — a top-level node has no ancestor to inherit
from, so without this the node would be unownable. Creating a child node
(estate, platform-project, workspace) requires effective `owner` on the
parent (§2.3) and confers no automatic grant; the creator's authority
over the new node already follows from §3.2 down-the-chain evaluation.
The creating command MAY additionally name an explicit initial grant for
a child node; it is not required to.
4. Every grant mutation is a semantic audit event under contract 1 §5.2's
guarantees, extended by this contract with two further fields: the event
carries actor, verb, target, **subject, and role** (subject and role are
this contract's addition; contract 1 §5.2 does not enumerate them).
5. **Role strings are namespaced.** `viewer`/`member` exist at hierarchy
level, `member`/`admin` on `users.role`, and the current command layer
uses a third `viewer|member|admin` vocabulary — same strings, different
meanings. Any serialized role string (audit events per §4.4, API
responses, logs) MUST identify its layer (e.g. `hierarchy:owner`,
`platform:admin`); a bare role string in a serialized artifact is
non-conformant.
## 5. Transfer authority (completes contract 1 §4.2)
"Authority over BOTH the source and the destination parent" means: effective
`owner` on the current parent node (or an ancestor) AND effective `owner` on
the destination parent node (or an ancestor), evaluated at transfer time in
the transfer's own transaction. One subject must hold both; two cooperating
half-authorized subjects are not a transfer protocol this contract defines.
## 6. Revocation propagation
1. Revoking a grant (deleting the row), removing a user from a team that
carries a grant (once team subjects activate, §1.4), or the cascade
deletion of a node's grants during node deletion (contract 1 §3.3) all
propagate identically: the authority derived from that grant is gone for
every descendant workspace.
2. **Bound:** the next authorization decision on any affected transport
decides against the revoked grant. Concretely: no new HTTP/MCP command
authorized by the revoked grant after the revoking transaction commits;
an open Socket.IO connection whose subscriptions depend on the revoked
grant is re-evaluated within 30 seconds or at its next inbound message,
whichever comes first (same bound as the identity contract's §7.1
deactivation rule; same mechanism may serve both).
3. Revocation is subtractive only in effect, not in representation: the
evaluator never needs tombstones; deletion of the row is the revocation.
## 7. Verification requirements
Binding on the implementing PRs (extends A1 §8.3 acceptance 23 and
contract 1 §6):
1. Vocabulary: the role CHECK constraint rejects any value outside
`viewer|member|owner` (real-PostgreSQL witness, `ci-postgres` service in
the `test` CI step).
2. Per-level conferral: for each of the three levels × three roles, a grant
yields exactly the implied workspace authorization in a descendant
workspace and nothing in a non-descendant workspace (the A1 §8.3
"exactly the permissions the chain implies" matrix, enumerated). The
matrix includes: a chain grant creates zero workspace-membership rows
(assert row counts); a chain-granted non-member is refused as the
principal argument of any principal-taking command while their
non-principal writes succeed (§1.3); structure reads leak no existence
of nodes the reader holds no grant on (no cross-tenant existence
oracle, A1 §8.3 acceptance 3).
3. Ordering: `owner``member``viewer` behaviorally — each higher role
passes every lower role's positive cases.
4. Deny-by-default: platform `admin` with no grant reaches no tenant
content — asserted against the two §1.1 non-conformant surfaces after
their retirement: the command-authorization admin short-circuit and the
MCP tenant-admin scope derivation both gone (a platform admin with no
grant is refused workspace commands and receives no tenant MCP scopes);
workspace member with no chain grant gains nothing outside SOT
membership semantics; fresh account reaches nothing (identity contract
§1.4 cross-check).
5. Team subjects: while suspended (§1.4), creating a team-subject grant is
refused at the command surface. On activation by the team contract:
user-direct and team-conferred grants combine to the maximum; team-leave
drops authority within the §6.2 bound; decision-time evaluation
witnessed (grant added → next decision allows; no restart or re-login
required).
6. Revocation: each revocation path in §6.1 denies the next command on
every transport; the socket bound is measured; a cached-authorization
implementation proves transactional invalidation (grant revoked and
decision made on two distinct physical connections). Fail-closed fault
witness for §3.5: with grant state unreadable (fault injection), the
decision denies.
7. Grant management: non-`owner` cannot mutate grants; top-level company
creation without the named initial `owner` grant is refused, while child
node creation under ancestor authority succeeds without one (§4.3 both
directions); every mutation produces its audit event with the §4.4
fields. Self-escalation observable: over the audit event stream, every
grant-create/change event's role is ≤ the acting user's effective role
on the target at event time (reconstructable invariant, not a refusal
test — see §4.2).
8. Transfer: both-sides `owner` accepted, each single-side case refused
(completing contract 1 §6.5).
## Ruling request
Ratify sections 17 as written, with one decision embedded and one
interpretive resolution named:
- Decision: platform `admin` confers no implicit tenant access — operators
see tenant content only through explicit, audited grants (§1.1), which
retires the two existing admin bypass paths named there. Say "agreed" or
name the implicit access you want platform admins to keep.
- Interpretive resolution (for visibility, not a separate question): PRD
Part I §4 says "admins restrict access per company, estate, and project";
this contract resolves "admins" as hierarchy `owner`s (§4.1), not
platform admins. A1 §8.1.3 does not attribute grant declaration to
platform admins, and the §1.1 decision above is what makes this reading
binding.